Stability Margins

Reza Kashani, Ph.D.

Most control systems behave in a pattern such that they become unstable if the gain increases past a certain value.  For these systems, in addition to determining the absolute stability of a system, the Nyquist diagram provides qualitative information as to the degree of stability.  The (-1,0) point plays the same role in the Nyquist diagram as the imaginary axis does in the in the root locus diagram.  Consider the root locus of Figure 1(a); the crossing of the imaginary axis tells that for K<K*, the system is unstable and the corresponding Nyquist curve in Figure 1(b) does not encircle the (-1,0) point.  When K=K*, the system is marginally stable and the Nyquist curve in

Figure 1(c), passes through the (-1,0) point.  Finally, when K>K*, the system is unstable and the Nyquist curve in Figure 1(d) encircles the (-1,0) point.  (Click here to see a larger version of Figure 1).

For a stable system, the closer the Nyquist curve approaches the (-1,0) point, the less stable the system is.   Two quantities that measure the stability margin of a system are directly related to the proximity of the frequency response drawn on a polar plot to the (-1 ,0) point, are called gain margin and phase margin.

Figure 1.  Relationship between imaginary axis in root locus diagram and (-1,0) point in Nyquist diagram

 

Gain Margin

The factor by which the gain can be increased before the system becomes unstable is called gain margin, gm.  The gain margin of a system can be determined from its open loop frequency response.  It is the reciprocal of the open loop gain at the frequency where phase is –180 (known as the phase crossover frequency).  Looking at a typical Nyquist diagram such as the one shown in Figure  2(a) one can see that

Normally gain margins are expressed in dBs, ie.,  -20log10(OA)  dBs.

For a stable system OA is less than 1, hence the gain margin of a stable system is positive when expressed in dBs.  This figure can be read straight off the open loop Bode plot as shown in Figure 2(b).

Figure 2

A good gain margin is desirable from the point of view of robustness.  However, one can not select an arbitrary large gain margin because the dynamic characteristics of the system are correlated with it and the response may become unacceptably overdamped and sluggish.

Phase Margin

The gain margin alone is not enough to express the relative stability of a system.  Consider the system shown in Figure 3(a).  This system has a very good gain margin, but it only requires a small additional phase lag to render the system unstable.  Hence a further criterion is essential to cater for the systems of this type.  The criterion is terms the phase margin, pm, and is defined as the additional phase lag that will make the system marginally stable.

The phase margin can also be determined easily from the open loop frequency response.  It is the clockwise angle through which the unit vector must be rotated before it lies on the negative real axis.  The frequency at which the open loop system gain is unity is temed the gain crossover frequency, wgc. 

Hence the phase margin is the difference of the phase shift of the system and –180o at the gain crossover frequency. Phase margin can be read straight off the open loop Bode plot as shown in Figure 2(b).

Situations may also arise where the system exhibits a good phase margin, but has a poor gain margin (Figure 3(b)).  That is why both criteria must be satisfied adequately to provide good overall stability.  A good rule of thumb for adequate gain and phase margins are 12 dBs and 45 o to 60 o.

Figure 3